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Development
Dossier
The Development of Capacity
by Allan Kaplan
[Table of contents]
SUMMING UP
What all of the foregoing means, in essence, is
that although one may have an explanatory and sensible model of what constitutes
organisational health, competence and capacity, there are three aspects
of organisational reality which confound simplistic attempts to impose
this model on specific organisational situations. The first is that, while
every organisation may share similar features, nevertheless each organisation
is unique, both in itself and in terms of its stage of development, and
this uniqueness demands unique, singular and specifically different responses.
Second, while the model may adequately describe the elements of organisational
capacity and even the order of their acquisition, it cannot predict or
determine organisational change processes, which are complex, ambiguous
and often contradictory. And organisational change, rather than a static
model describing organisational elements, is the essence of the capacity-building
game. Third, the interplay between individual and organisational capacity
introduces a further element of complexity which attests to the unique
eccentricity of every organisation.
In other words, being equipped with a perspective on how organisations
function, while it is a prerequisite for effective capacity building,
is no substitute for direct observation of the particular organisational
realities into which capacity-building strategies and initiatives intervene.
One needs the intelligence, acuity, mobility and penetrating perception
to be able to "read" the particular nature of a specific situation
if one hopes to be effective in organisational capacity building. It is
all too easy to presume, to make judgments, to impose one's understanding,
to compare one organisational situation with another. It is all too easy
to base one's interventions on a theoretical model rather than on an accurate
assessment of the situation at hand. It is all too easy to design general
capacity-building interventions in the office rather than specific and
individual interventions based on observations in the field. It is all
too easy to design general capacity-building interventions for mass delivery
rather than individually specific and nuanced interventions. General "capacity-building"
interventions-programmes, courses, mass-based delivery vehicles-are easy
to manage, easy to quantify, to raise funds for, to fund, to control.
But they are all inadequate. Genuine, and effective, capacity building
is something other.
There are too few development organisations, too few development practitioners,
too few donors, who take the time to read specific situations in order
to design appropriate and necessarily transitory-necessarily because the
organisation being worked on will develop beyond a particular intervention
as a result of the effectiveness of that intervention-interventions based
on an intelligent reading. The radical nature of the paradigm shift we
are suggesting here is that development practitioners are normally trained
to deliver interventions-or packages or programmes-rather than to read
the developmental phase at which a particular organisation may be and
then to devise a response which may be appropriate to that organisation
at that particular time and to nothing else.
The ability to read an organisational situation requires a background
theory with respect to capacity-which we have begun to outline above-but
it also requires an understanding of development, the ability to observe
closely without judgement, sensitivity, empathy, an ability to penetrate
to the essence of a situation, to separate tangents from essence, the
ability to create an atmosphere of trust out of which an organisation
may yield up the secrets which it will normally hold back (even from itself)
in defensive reaction, the ability to really hear and listen and see,
the ability to resist the short sharp expert response which is usually
more gratifying to the practitioner than to the organisation; and then,
out of an accurate reading, to bring (or arrange for) the appropriate
response.
This is a paradigm shift, a radically different approach, a far cry from
the normal delivery mechanisms of development practitioners, organisations
and donors. It is in reaction to this complexity that we all too often
build simplistic notions of organisational capacity, and engage in simplistic
delivery of piecemeal capacity building interventions-training, training
the trainers, limited strategic planning (often dominated by particular
planning packages), structural adjustments, expert advice, input of material
resources. All of these interventions have their place, but not in and
of themselves. Where they are appropriate, it will be as part of a wider
organisation development process. And it is this process which should
be our primary concern.
Shifting to a process perspective, to a focus on the whole rather than
the parts, to a recognition of the relationships between the parts, to
an appreciation of the seminal role of the invisible elements at the top
of the organisational hierarchy of complexity, to an apprehension of the
fields which structure and form organisations, requires a new way of thinking
and seeing. Understanding the governing factors of organisational capacity,
and learning to perceive them, is one component of capacity building.
Another is an appreciation of how organisations develop over time. An
understanding of organisational capacity, an understanding of the development
process through which organisations move, and an ability to work with
ambiguity and contradiction, are necessary in order to engage in effective
capacity building.
In short, the simplistic, largely technical approaches of most Northern
organisations and donors are irrelevant, misguided and wasteful. We may
wish for easy solutions, but there are no short cuts. Yet neither need
we lament the absence of understanding and proven practice around capacity
building. Those who are serious about capacity building, who are intellectually
honest and who approach their practice with a certain rigour and discipline,
will recognise that effective capacity-building approaches conform with
what is observable-if we are prepared to look-and even with "common
sense". The fact that they are demanding, challenging and strategically
complex does not provide anyone with the excuse to opt for ways which
clearly have little effect. It does mean, though, that we have to pay
more respect to the complexity of development work than we have hitherto.
[Table of contents]
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